In the commercial transport and trucking industry, motor carrier companies must comply with the US Department of Transportation (USDOT) regulations and the Federal Motor Carrier Safety Administration (FMCSA).

DOT compliance ensures that drivers, vehicles, and businesses meet safety standards designed to protect everyone on the road. For any commercial motor carrier, staying DOT compliant isn’t optional — it’s vital for legal operation, minimizing safety risks, and avoiding hefty fines.

DOT compliance services from reputable sources like DOT Compliance Group help motor carriers navigate these essential requirements.

Whether you’re starting with a USDOT number application or conducting a regular compliance review, having these services ensures you’re always ready to meet safety standards.

Essential Steps to Become DOT-Compliant Ready

Registering with the FMCSA

Commercial vehicles, freight forwarders, leasing companies, brokers, and private carriers must register with the FMCSA to obtain a DOT number.

Companies operating commercial vehicles that transport passengers or haul cargo in interstate commerce (across state lines) are required to have a DOT Number. Many individual states also require it for intrastate operations.

USDOT number applications are free but require complying with several requirements regarding vehicle type, size, and weight. Carriers also need to have proper insurance coverage.

Once registered, motor carriers are subject to regular audits by the FMCSA to ensure compliance with safety regulations.

Operating Authority

Operating Authority (also known as an MC Number) is required in addition to a USDOT number for certain commercial carriers, especially those involved in transporting regulated commodities or passengers across state lines.

Operating Authority determines the kind of operations a company may run (e.g., freight forwarding, brokering, passenger transport). It also sets specific rules based on the type of goods carried, including additional insurance requirements for carriers handling hazardous materials or household goods.

However, unlike the USDOT Number, applying for an Operating Authority involves fees and may require additional documentation and compliance with specific insurance requirements.

Vehicle Maintenance Standards

Federal regulations require commercial vehicles to undergo regular inspections and maintenance checks. These include routine inspections of brakes, tires, lights, and other essential components that impact safe operation on the road.

Driver Qualification Files

Part of the compliance review process involves reviewing driver qualification files. These include medical certifications, driving record reports, and background checks to ensure drivers meet the necessary safety standards. Regularly updating these records demonstrates to inspectors that your team is fit for the road.

Drug and Alcohol Testing Program

DOT regulations require motor carriers to have a drug and alcohol testing program in place for all employees who perform safety-sensitive functions. This includes pre-employment testing, random testing, post-accident testing, and reasonable suspicion testing.

Hours of Service (HOS) Rules

The FMCSA has strict rules regulating how long a commercial motor vehicle operator can drive without taking mandatory breaks. These HOS rules aim to prevent driver fatigue, which is a significant cause of accidents on the road.

Unified Carrier Registration (UCR)

UCR is a federally mandated annual registration program for interstate motor carriers, brokers, and freight forwarders. The program collects fees that are then distributed to participating states to support their safety programs.

Recordkeeping Best Practices

Keeping detailed and organized records is crucial for DOT compliance readiness. These records include driver qualification files, vehicle maintenance records, drug and alcohol testing results, HOS logs, and more. Having these records easily accessible makes it easier to pass inspections and avoid potential fines or penalties.

DOT Compliance Ready Checklist for 2024

Here are some critical items to check off before your next compliance review:

• ✔️ Register with FMCSA and obtain a USDOT number
• ✔️ Obtain the necessary Operating Authority
• ✔️ Conduct regular vehicle maintenance checks and keep detailed records
• ✔️ Maintain updated driver qualification files and drug/alcohol testing results
• ✔️ Ensure compliance with HOS rules for drivers
• ✔️ Keep organized and accessible records of all compliance-related documents

What to Expect During a DOT Audit / Compliance Review

A DOT audit or compliance review is an in-depth evaluation of a motor carrier’s compliance with DOT regulations. These reviews can happen at any time, and carriers are typically given advance notice.        

During an audit, officials will review records and documentation to ensure that the company is meeting all requirements. They may also conduct on-site inspections of vehicles and facilities and interviews with drivers.

To prepare for an audit/compliance review:

• Gather all necessary documents and have them organized and easily accessible
• Train employees on what to expect during an audit
• Keep your operations running as usual — try not to make any significant changes right before the review

Working with a reputable company for DOT compliance services can also help ensure that you’re fully prepared for an audit and have all necessary documentation in order.

At DOT Compliance Group, we offer a range of services to assist motor carriers in staying compliant with DOT regulations and for all your compliance needs.

Tools and Resources for DOT Compliance

To ease your compliance journey, consider using the following tools and resources:

• FMCSA Portal: The Federal Motor Carrier Safety Administration Portal provides access to various resources, including registration applications and safety databases.
• National Safety Council (NSC) Training Programs: Provides DOT compliance and safety training to help fleet managers ensure drivers and staff meet safety regulations.
• Compliance Software: There are many software options available that can assist with managing compliance-related tasks such as vehicle maintenance, driver qualification files, drug/alcohol testing results, and more. Some examples include but are not limited to the following:
  • KeepTruckin: These platforms track driver hours, vehicle maintenance, and location while managing electronic logging devices (ELDs) as required by the DOT.
  • Geotab: A versatile fleet management tool that offers GPS tracking, driver monitoring, vehicle diagnostics, and reporting to meet DOT requirements.
  • Fleetio: A tool for tracking preventive maintenance, work orders, and DVIRs while integrating with other DOT-compliant tracking software.
• DOT Compliance Group Services: At DOT Compliance Group, we offer comprehensive DOT compliance services to help you stay compliant and avoid potential fines or penalties. Our services include DOT registration, drug/alcohol testing programs, safety audits, and more.

By utilizing these tools and resources, you can ensure that your company is fully prepared for any DOT compliance requirements.

Stay proactive in complying with regulations to maintain a safe and compliant operation. With DOT Compliance Group by your side, you can rest assured that your company is in good hands.  

6 Inspection Categories of Compliance Reviews

1. General Requirements

This category includes an evaluation of the carrier’s compliance with general requirements, such as obtaining a USDOT number, maintaining updated registration information, and displaying required DOT markings on vehicles.

2. Driver Qualifications

Inspectors will review driver qualification files to ensure that all drivers meet minimum qualifications and have completed the required training and certifications. They will also check for valid commercial driver’s licenses (CDLs) and medical certificates.

3. Operational Requirements

This category focuses on the carrier’s operational practices, including hours of service records, trip logs, cargo securement, and weight restrictions compliance.

4. Vehicle Requirements

Inspectors will conduct an on-site inspection of vehicles to ensure they meet DOT requirements, including proper maintenance, markings, and equipment.

5. Hazardous Materials

If a carrier transports hazardous materials, they will be subject to additional checks to ensure compliance with all regulations and proper handling and storage.

6. Accidents

Inspectors will review accident reports and investigate any past accidents to determine if the carrier has taken appropriate action in response.

Always Be Ready for Compliance Reviews with DOT Compliance Services

Staying compliant with DOT regulations is not only essential for avoiding fines and penalties but also for ensuring the safety of your drivers and others on the road. By being proactive and prepared for compliance reviews, you can save time, money, and potential headaches.

At DOT Compliance Group, we understand the importance of staying compliant at all times. That’s why our team is always ready to assist motor carriers with their compliance needs.

From assisting with USDOT number applications to helping you prepare for safety audits, we are dedicated to helping companies maintain a safe and compliant operation.

Contact us today to learn more about our services and how we can help ensure your company is always ready for a DOT audit or compliance review.