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December 23, 2022

Avoid Top 2023 Drug & Alcohol Compliance Violations

Your compliance depends on numerous factors. There is not one rule or regulation that you have to follow. The federal motor carrier safety administration requires you to conform to several rules and regulations. Having a suitable and relevant drug and alcohol program in place is also one of those requirements. If you fail to comply with this critical requirement, you do not just put everyone at your workplace at risk but also every individual who uses public roadways across the country or every state that you travel to. Also, you must remember that any violation related to the drug and alcohol testing/program/policy is going to result in hefty fines and penalties for your company. The following section talks about a few drug and alcohol program violations that you should always avoid. Let’s begin:

  1. When you fail to create or implement a suitable drug and alcohol testing program in your organization is where it all begins. The relevant code here is 382.115 (a). The fines and penalties in such a situation can effectively damage your reputation and it will be very difficult to recover from it.
  2. It is never advised to use the services of a commercial motor vehicle driver before you have received any pre-employment drug test results that are applicable in that situation. The relevant code here is 382.301(a). The federal motor carrier safety administration reminds transport companies to always wait for the pre-employment drug test results of their employees before they commence with their usual business operations.
  3. There is another critical requirement that necessitates that you should conduct a post-accident alcohol or drug test on your employees. If you do not do that, you will have violated code 382.303. Also, if you fail to conduct this test, you will be putting several of your employees working in safety-sensitive positions at a much larger risk.
  4. Have you ever failed to conduct a random drug and alcohol test at your workplace as you are required every year? This is one of the most common mistakes/violations that several transport companies and similar enterprises working in this sector make very frequently. The relevant code in this situation is 382.305 (b) (2). You should get in touch with your third-party administrator to help you conduct a random drug and alcohol test in your organization regularly and in a timely fashion.
  5. Letting your driver perform safety-sensitive job functions without first having a follow-up testing program activated in your place. The code that is relevant here is 382.5 03. It is never advised to allow any of your safety-sensitive position holders to function or operate any machinery or vehicle prior to having a testing program in your company. Doing this only puts all the other employees working in your company at a bigger risk.
  6. Are you one of those companies that still employ drivers who refuse to take a drug and alcohol test? Do not make this mistake. The code applicable here is 382.211. Any transport company or any other enterprise working in this sector has to be diligent enough to only use the drivers and safety-sensitive position holders who have actively taken part in a drug and alcohol test and whose results have come out more than satisfactory according to the rules and regulations laid down by the federal motor carrier safety administration.
  7. Have you ever used the services of a driver who has had an alcohol level of .04 in his bloodstream? If it is a matter of a single violation that happened in the past, and if the driver has gone through rigorous corrective measures after that drug and alcohol test, in addition to a follow-up test, the situation might be different for you. However, if none of that has happened, it is advised not to use such a driver for any of your business operations. The code applicable here is 382.201. Using the services of a driver with a .04 alcohol level in their bloodstream is going to reflect very negatively on your reputation.
  8. Not having or not implementing a random controlled substance or alcohol testing program in your organization is also a major violation. The code relevant to this situation is 382.305. This can result in a very big fine of more than $10,000 in certain situations and depending upon what kind of enterprise you run. The federal motor carrier safety administration and the department of transportation are going to monitor your activities even more closely if you are found violating this rule. Remember, the only way to stay compliant throughout the year is to come up with a random controlled substance or alcohol testing program and implement the same throughout your company.
  9. Never use a driver or any other potential safety-sensitive position holder who has tested positive for a drug. However, if the individual has gone through a corrective program and has been a part of a follow-up testing procedure after which he has been declared absolutely clean, you may use his services. But if none of that has happened, it is advised to avoid using that driver. The code that applies here is 382.215.
  10. Forgetting to conduct a query at the clearinghouse for your existing or future employees once every year is a critical violation and you should try to avoid this under all circumstances. The federal motor carrier safety administration states it clearly that as an employer, you must conduct a query whether it is pre-employment or otherwise of the clearinghouse at least once every year. The code relevant here is 382.701 (b) (1).

Do You Need The Services Of A Substance Abuse Professional?

The Department of Transportation assigns the task of evaluating employees who have violated any drug and alcohol program regulation to a substance abuse professional. He is also going to make recommendations as to the education, treatment, and follow-up testing of such employees. A substance abuse professional helps make your company a safer place for everyone.

The Importance Of Follow-Up Evaluation

The company requires any employee who violates drug and alcohol-related rules and regulations to undergo a follow-up testing procedure, seek relevant counseling, and find solutions to substance abuse problems before becoming eligible to return to their safety-sensitive position at work. Additionally, they must attend courses and treatments, and complete a follow-up evaluation by a substance abuse professional. This helps the employer to determine the suitability of the employee in question before they allow them to return to their duty.

Final Thoughts

Never take drug and alcohol program violations lightly. Your third-party administrator can help you stay compliant year after year. They possess the necessary skills, qualifications, and experience, and understand the rules and regulations laid down by government and federal bodies. Give them a call to know your status.

FAQ

What Happens If You Fail a DOT Inspection?

If the vehicle or driver is deemed unsafe, they may be placed out of service, meaning the vehicle cannot operate until all violations are properly corrected.

Who decides which level of inspection to perform?

Both the Commercial Vehicle Safety Alliance (CVSA) and the Federal Motor Carrier Safety Administration have a part in DOT inspection levels. The CVSA develops the criteria and sets the procedures for every inspection level. The FMCSA establishes overall regulations and determines which vehicles must be inspected.

How often do DOT inspections happen?

DOT inspections can happen at any time. They most commonly happen during roadside stops and weigh stations. Carriers with higher risk, poor safety records, or hazardous material may be inspected more frequently.

What documents are required during an inspection?

Documents required during an inspection include but may not be limited to:

  • State driver’s license or commercial driver’s license
  • Medical examiner’s certificate
  • Record of duty status
  • Vehicle registrations
  • Periodic inspections document for all vehicles being operated
  • Shipping papers or bills of lading
  • Information for hazardous materials being transported
  • Proof of insurance

What are common DOT inspection violations?

According to the FMCSA, the 5 most cited roadside violations are:

  1. False Report of Driver’s Record of Duty Status: log falsification providing inaccurate or intentionally altered duty-status information.
  2. No Record of Duty Status (ELD Required): using a commercial vehicle without the required electronic logging device or valid time records.
  3. Inoperable Required Lamp: crucial lights (headlights, brake lights, turn signals, etc.) are not functioning properly.
  4. Operating a Commercial Motor Vehicle Without a Commercial Driver’s License (CDL)
  5. Operating a Commercial Motor Vehicle Without Proof of a Periodic Inspection: failure to meet FMCSA the maintenance standards of a required annual inspection.

Why is updating VMT important for compliance?

VMT is tracked to determine fuel tax obligations (Vehicle Miles Traveled Tax) used for road maintenance and improvements. Trucking companies must keep accurate records of VMT to ensure they pay the correct amount of taxes.

How often should VMT be updated?

For motor carriers VMT must be updated every two years along with the MCS-150 form for the Biennial Update.

Can VMT be tracked automatically with technology?

Yes, Electronic Legging Devices (ELDs), Fleet Management Apps, and Mileage Tracking Software are all technological advancements that can simplify the process of VMT tracking.

How does VMT affect taxes and fuel reporting?

Accurate VMT records help document mileage for business-related tax deductions, ensuring compliance with IRS regulations. It also supports fuel tax reporting by tracking the miles each vehicle travels in different jurisdictions, which is essential for state and federal fuel tax calculations. Proper tracking reduces errors, prevents penalties, and provides a clear record of operational costs.

How do I know when my Biennial Update is due?

  • Your filing schedule depends on the last two digits of your USDOT number. The last digit corresponds with what month the form needs to be filed in. January is 1, February is 2, March is 3, etc. The next to last digit determines the year (odd-numbered year or even numbered year). For example, DOT number 1234567 files their biennial update in July (7) of every even year (6). Contact us today to see if you’re due.

Does the Biennial Update cost money to file?

While you can file your Biennial Update yourself for no cost through FMCSA. The process can often be confusing and time-consuming. Our team can handle your filing for you, simplifying the process for you.

Do intrastate carriers need to file the update?

Yes, even if carriers stay within state lines, a biennial update is still needed for their USDOT number.

What happens if I miss my filing deadline?

  • Failure to complete biennial update to FMCSA can be subject to fines with a maximum penalty of $10,000. If your update is past due, you can still file it to restore your compliance status. Contact us today to file your form! https://dotcompliancegroup.com/bu-update/ 

What are the new FMCSA rules in 2025?

  1. Civil Penalty Amount Increases
  2. Drug & Alcohol Clearinghouse Becomes Exclusive Source for checking driver history.
  3. ELD Technology Required
  4. SMS (Safety Measurement System) Modernization
  5. Crash Preventability Determination Program Expanded

When do the 2025 FMCSA regulations take effect?

The confirmed dates these regulations take effect is May 30, June 23, October 1, 2025.

How can trucking companies prepare for these changes?

Regularly reviewing your Safety Measurement System (SMS) scores and maintaining personal checklists for inspections, driver qualification files, and drug and alcohol testing helps catch issues before they affect audits. Partnering with DOT Compliance Group streamlines filings, reporting, and ongoing monitoring, taking the guesswork out of FMCSA regulations and keeping your operation audit-ready year-round.

What Triggers a DOT Compliance Review?

A DOT compliance review is triggered when FMCSA wants to ensure a carrier is following safety regulations. Common triggers include high SMS safety scores, a history of crashes or violations, and previous noncompliance. Staying proactive with accurate records, driver files, and regular internal audits helps reduce the likelihood of a review.

Where can I get help with FMCSA filings?

DOT Compliance Group can assist with any help or questions you may have about FMCSA filings. Call 972-476-9962.

How long are violations kept on record?

According to the Clearinghouse rules, drug and alcohol violations remain in the FMCSA Clearinghouse for five years, provided all requirements (such as completing the return‑to‑duty process) have been met before that period ends.

What if an employer makes a mistake in reporting?

In practice, correcting an employer reporting error typically involves identifying the mistake in the database and then submitting a request for correction through the Clearinghouse portal or FMCSA procedures, so the record reflects accurate information. 

What are the penalties for non-compliance?

FMCSA rules allow civil penalties for non‑compliance, and separate authorities note that employers who fail to meet Clearinghouse requirements may face civil fines or criminal penalties under federal regulations.

Do trucking companies check the Clearinghouse?

Yes — trucking companies check the Clearinghouse as part of their hiring and compliance process. The FMCSA Clearinghouse is designed so employers can search a driver’s drug and alcohol violation records before permitting them to operate a commercial vehicle. Employers are required to conduct these queries for both prospective and current drivers as part of compliance.

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